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SEC Rule 10b-5
Results: 780

#	Item
601	Complaint Against Gold Standard Mining Corp. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-07-03 12:30:30 Business Financial statement Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States Prospectus Pro forma SEC Rule 10b-5 United States securities law Finance Financial economics
602	Microsoft Word[removed]Order.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-11 13:46:10 Financial regulation Corporate crime U.S. Securities and Exchange Commission Investment Advisers Act Securities Act SEC Rule 10b-5 Securities Exchange Act United States Government United States securities law 73rd United States Congress United States Securities and Exchange Commission
603	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 27, 2006 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-02-02 13:07:34 Financial regulation New Deal Securities Act U.S. Securities and Exchange Commission Securities Exchange Act SEC Rule 10b-5 Securities regulation in the United States United States Government United States securities law 73rd United States Congress United States Securities and Exchange Commission
604	Spencer Pharmaceutical Inc., Jean-François Amyot, Maximilien Arella, Ian Morrice, IAB Media Inc., and Hilbroy Advisory Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-17 13:35:58 Financial regulation New Deal Securities Act Securities Exchange Act Spencer Arella SEC Rule 10b-5 Ian Morrice United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
605	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 24, 2012 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-24 13:13:00 United States Securities and Exchange Commission Stock market Proxy statement Securities Exchange Act SEC Rule 10b-5 Securities regulation in the United States U.S. Securities and Exchange Commission Financial economics Financial regulation United States securities law SEC filings 73rd United States Congress
606	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]December 29, 2011 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-29 11:24:03 Financial regulation Corporate crime U.S. Securities and Exchange Commission Registered Investment Advisor Investment Advisers Act United States SEC Rule 10b-5 Securities Exchange Act Securities Act United States securities law United States Securities and Exchange Commission 73rd United States Congress
607	IN THE UNITED STATES DISTRICT COURT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-20 17:26:00 Financial regulation Government New Deal Securities Act Securities regulation in the United States Securities Exchange Act SEC Rule 10b-5 U.S. Securities and Exchange Commission Securities and Exchange Commission United States securities law 73rd United States Congress United States Securities and Exchange Commission
608	Opinion: Chris G. Gunderson, Esq. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-23 15:55:07 Financial regulation Government Financial system Universal Express Securities Exchange Act U.S. Securities and Exchange Commission Securities Act SEC Rule 10b-5 Securities and Exchange Commission United States securities law 73rd United States Congress United States Securities and Exchange Commission
609	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 16, 2011 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-16 16:59:47 Financial regulation Securities Exchange Act Securities Act U.S. Securities and Exchange Commission SEC Rule 10b-5 United States Financial system United States securities law United States Securities and Exchange Commission 73rd United States Congress
610	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-12 15:01:37 Financial regulation Financial system Economics Securities Exchange Act SEC Rule 10b-5 U.S. Securities and Exchange Commission Insider trading United States securities law 73rd United States Congress United States Securities and Exchange Commission

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